Keeping on top of ever-changing rules for financial services institutions, as well as the regulator’s priorities for supervision and inspection of firms, can be challenging.
Compliance Monitor is focused on the specific needs of financial compliance officers working in the UK.
How it works
Our publication is a quality source of instructive analysis and practical advice for conduct issues regulated by the Financial Conduct Authority.
It provides useful ‘how to’ information including:
- Coverage of important rule changes
- Instructive comment on developments
- Expert advice on implementation
- Analysis of learning points from enforcement actions
Keep track of the latest financial regulatory developments with the UK financial services fines analysis dashboard. Download our guide to get the most out of this feature.